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AI Safety & AlignmentZenn AI/MLPublished: Nov 4, 2026, 06:00 JST

Floridi and Cowls: 47 AI ethics principles reduce to five

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Floridi and Cowls: 47 AI ethics principles reduce to five

3 Key Points

  1. What happened

    In a 2019 paper, Luciano Floridi and Josh Cowls compared 47 principles from six documents — Asilomar, Montreal, IEEE, EGE, the UK House of Lords and Partnership on AI — and found nearly all fit five: beneficence, non-maleficence, autonomy, justice and explicability.

  2. Why it matters

    The first four match medical ethics principles, suggesting AI ethics was built on that foundation, while explicability is AI-specific and a precondition for checking whether AI is beneficial, harmless and fair.

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Context & Analysis

The convergence Floridi and Cowls found did not happen in a vacuum. It followed a burst of activity between 2016 and 2019, when organizations ranging from the Future of Life Institute to the OECD, Japan's government and the European Commission all published AI ethics principles. Their paper, published in 2019, asked whether this proliferation was redundant and concluded that it largely was not: the principles varied in scope, but their core overlapped.

The overlap has a lineage. Four of the five principles — beneficence, non-maleficence, autonomy and justice — are the same as those long used in medical ethics. That suggests AI ethics borrowed its scaffolding from an earlier field rather than inventing it from scratch. The fifth, explicability, goes beyond medical ethics and acts as an enabling condition: without it, the other four cannot be checked in practice.

Scope still differs. The Asilomar principles extend to long-term risks such as superintelligence, while the UNESCO recommendation, adopted in 2021, reaches into environmental and cultural diversity. The focus has since shifted from drafting principles to embedding them in organizations and rules — the subject of AI governance.

FAQ
Which documents did the study compare?
Six documents: the Asilomar AI Principles, the Montreal Declaration, IEEE's Ethically Aligned Design, the EGE statement, the UK House of Lords report and Partnership on AI's Tenets.
What is the fifth principle, explicability?
It means understanding how AI works and who is accountable for outcomes. Without it, people cannot verify whether AI is beneficial, harmless or fair.
How does UNESCO's recommendation fit in?
Adopted in 2021, it was the first global norm on AI ethics agreed by all member states and lists four values and ten principles.
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