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AI Safety & AlignmentAI Regulation & PolicyEU AI Act NewsPublished: Nov 14, 2026, 01:00 JST

EU AI Act Article 5 bans: Commission issues interpretation guidelines

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EU AI Act Article 5 bans: Commission issues interpretation guidelines

3 Key Points

  1. What happened

    The European Commission's Guidelines interpret the AI Act's Article 5 prohibitions, which have applied since 2 February 2025 and cover eight banned practices including social scoring and real-time biometric identification.

  2. Why it matters

    Because the bans can apply to both providers and deployers, and to general-purpose AI systems, companies may need to show that reasonably foreseeable prohibited uses are prevented—not just rely on terms of use.

WHO IT HITSCompliance teams and legal counsel at companies that provide or deploy AI systems in the EU will need to assess whether their systems fall within any of the eight prohibitions, and general-purpose AI providers may need to demonstrate proportionate safeguards against foreseeable prohibited uses.

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Context & Analysis

The Commission's Guidelines arrive after the original eight Article 5 prohibitions took effect on 2 February 2025, and they are the Commission's first detailed interpretation of those bans. The Guidelines are not legally binding—authoritative interpretation rests with the Court of Justice of the EU—but they are the clearest indication of how the Commission expects Article 5 to work in practice. They repeatedly stress that whether a practice is prohibited depends on the circumstances of the particular case, and they say the prohibitions should generally be interpreted narrowly because they carry the highest penalties.

The Guidelines also clarify that an AI system falling outside an Article 5 prohibition is not necessarily unregulated; it may still be classified as high-risk, and other EU rules such as data protection and consumer law may continue to apply. Enforcement is handled by national market surveillance authorities and the European Data Protection Supervisor for EU institutions, with the EU AI Office also holding powers over certain systems. The Guidelines state that the prohibitions have direct effect, meaning affected people can rely on them before national courts and seek interim injunctions without waiting for a regulator to act.

The Digital Omnibus on AI, published in the Official Journal on 24 July 2026, added two new prohibitions to Article 5(1) that apply from 2 December 2026. These treat providers and deployers differently: deployers are caught only where they use a system for the prohibited purpose, while providers are caught where it is the system's intended purpose or a reasonably foreseeable and reproducible outcome without significant technical modification, and the system lacks adequate safeguards. This matters most for providers of general-purpose image and video generators, who will need to show their safeguards are adequate rather than relying on terms of use alone. The Guidelines themselves do not yet cover these new prohibitions.

FAQ
Who do the prohibitions apply to?
The prohibitions can apply to both providers of AI systems and their deployers, and they cover general-purpose AI systems as well as systems built for a specific purpose.
What are the penalties for breaching the prohibitions?
Breaches can lead to fines of up to €35 million or 7% of an undertaking's total worldwide annual turnover, whichever is higher. For SMEs, the lower of the two applies.
Do the Guidelines cover the two new prohibitions added in 2026?
No. The Guidelines pre-date the two new prohibitions on non-consensual intimate content and AI-generated child sexual abuse material, which apply from 2 December 2026.
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